The wont stop the company partially or

The purpose of this paper is to prepare Business continuity plan for MA ITSolutions under the

FINRA Rule 4370 (Business Continuity Plans and Emergency Contact Information)(Puretz et
al,2008).It is a startup company and willing to plan for an unpredictable disasters .This plan
majorly focuses on solutions and Strategies for the company .BCP plan includes Alternative
relocation;Develops a plan for alternative monthly budget. Data backup and recovery
,alternative Significant business Disruptions (SBDs),Mission critical systems ,financial and
operational assessments;alternative communication between members and customers,employers
and employees,Prompt access to their funds and security unable to continue its business
.Regulatory reporting and approvals for the plan.

Key Words: Regulatory ,Business ,Budget,Plans,Operations, financial ,Locations

BCP Plan for MA ITSolutions

2

BCP plan for MA ITSolutions
The MA ITSolutions is the emerging industry and thought of securing its company with ensuring
that none of the unpredictable natural and human made disasters wont stop the company partially

or permanently.It opted to prepare BCP plan .BCP as said by Staff “The business continuity
planning (BCP) is the creation of a strategy through the recognition of threats and risks facing a
company, with an eye to ensure that personnel and assets are protected and able to function in the
event of a disaster”(2010).It’s major concentration is to predict future disasters and make a plan
to forecast all the solutions and alternative solutions to the company .Let us look at the plan.

Emerging contact persons
Our Company’s two important contact person at the time of disaster is as follows

Mark M mariano,
Executive Security and Disaster recovery analyst ,
Xyz,tx,76590
555-999-2342.
Fred .H.Jacobson
Security analyst & Cooperative of Company
RDB,DE,213456
912-345-6789

Firm Policy
Our Company policy is to maintain and respond SBC i.e. Significant Business Disruption by

protecting and safeguarding all the staff and people ,making financial and operational

BCP Plan for MA ITSolutions 3

estimation.property protection,books, Our response to an external SBD relies more heavily on
other organizations and systems, especially on the capabilities of our clearing firm.

Business Description

Our business majorly conducts fixed income , equality and derivative securities.The company is
not responsible for does not perform any type of clearing function for itself or others.We do not
holds customer funds and securities .Our transactions are clear and we compare the amount and
clear them .We don’t hold any customer’s money or credit them. The firm will make this
information available to customers through its disclosure policy.